WestPark Capital, Inc. is a full service investment banking and securities brokerage firm which serves the needs of both private and public companies worldwide, as well as individual and institutional investors. 

We are committed to forging lasting partnerships with emerging growth companies and the investors who back them. Our simple approach is to provide customized financial solutions for virtually any need. A complete range of investment banking and brokerage services are available to our valued corporate and individual clients.

Our Capabilities

Our corporate finance professionals have the depth of experience and resources to create integrated financing solutions for both private and public marketplaces. Additionally, we offer an exceptional array of private client services through our dedicated financial consultant group. WestPark Capital understands the importance of strong relationships in today's dynamic business environment and welcomes the opportunity to leverage this power into your success!

WestPark Capital, Inc. has experienced professionals with proven corporate finance expertise in all aspects of investment banking, such as:

• Initial public offerings and secondary offerings

• Private placements of equity and debt

• Mergers and acquisitions

• Corporate divestitures

• Fairness opinions and valuation

• Bankruptcy/restructuring advisory services

Growth Company Focus

Our emphasis is on the financial needs of emerging growth companies in the small and micro-cap markets.

Global Capabilities

We have a nationwide reach with investment banking experience in Asia and Europe, while our international office located in Hong Kong provides full access to the Asian financial markets.

Client Guidance

As we guide entrepreneurs through the capital markets, our experience and long established relationships help get small companies through big doors.

Private Brokerage

Our professional investment counselors have the experience and resources to help clients achieve their financial goals through solid investments that include an array of proprietary and third party products.

Browse our site for more information on WestPark Capital, Inc. or Contact Us now!
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WPC Significant Business Disruption Plan

As a fully disclosed Broker Dealer, we have developed a Significant Business Disruption Plan to ensure our business continuity. In our capacity as broker dealer firm, we provide a variety of services that require the provision of continual technological and operational support for our brokers as well our customers. In connection with accomplishing business continuity, we have established a remotely independent (SBD) site as a major component of our plan. This Site has the resources in place to operate and maintain our broker dealer business in the event that our headquarters in Los Angeles, CA cannot be occupied due to anything from a natural disaster to a terrorist attack whether or not such event effects only our firm or is more regional in scope. The (SBD) plan believes restoration of critical processes within a twenty-four hour time span. Please note that the specifics of our (SBD) plan are subject to modification. Updated plans will be promptly posted on our website at wpcapital.com. Alternatively, you may obtain a copy of our most current (SBD) plan by requesting in writing a copy. In case of an emergency, and if you can not reach us at our primary numbers located above, please use the following phone numbers Los Angeles (310) 843 9300 and Florida (954) 784 3146. SEC Rule 11Ac1-6, SEC Rule 606 Report.

Please go to the following link address www.tta.thomson.com to obtain trade reporting information for WestPark Capital, Inc. provided by its clearing firm, Legent Clearing LLC on a quarterly basis.

FINRA may be accessed at www.finra.org
SIPC may be accessed at www.sipc.org